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401(k) compliance corrections

REPAIR CENTER

Compliance problem? Meet your solution.

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The corrections

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COMMON CAUSES

Explore 401(k) compliance issues by topic

Compensation

Follow the plan's definition to avoid operational failure.

Form 5500

How to correct an issue with a missing or late filing.

Late deposits

What to do about late deposits of participant contributions.

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Lost earnings

How to adjust for lost earnings prompted by plan corrections.

Missed deferral opportunities

Make up for MDOs, one of the most common administration errors.

Overpayments

How to properly time distributions and correct erroneous plan payments.

Participant loans

Steps for resolving missed payments, and other causes for loan failures.

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