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401(k) compliance corrections

A guide to resolving common issues with defined contribution plan administration

Section 1

REPAIR CENTER

Compliance problem? Meet your solution.

Defined contribution plans are complex, with many moving parts. Learn how to address administrative challenges, avoid them in the first place, and stay compliant with 401(k) regulations.

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The corrections

Learn why 401(k) compliance errors are so common, and different IRS methods for correcting them.

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COMMON CAUSES

Explore 401(k) compliance issues by topic

Compensation

PRODUCTS

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Deploy an age-based asset allocation strategy for the core funds held within a defined contribution plan.

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The RISE Score™ provides an intuitive and easy-to-use way to determine potential gaps in retirement income and gauge retirement readiness.

Follow the plan's definition to avoid operational failure.

How to correct an issue with a missing or late filing.

What to do about late deposits of participant contributions.

How to adjust for lost earnings prompted by plan corrections.

Make up for MDOs, one of the most common administration errors.

How to properly time distributions and correct erroneous plan payments.

Steps for resolving missed payments, and other causes for loan failures.

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Retirement Income Security Evaluation (RISE Score)